Regulatory

Complaints

Morningstar DBRS has an established procedure for complaints received regarding credit ratings opinions, Methodologies and its adherence to securities laws, rating and compliance policies and procedures. Complaints are subject to standard intake, evaluation and remediation processes and may be made on a confidential or anonymous basis.

Complaints will be investigated according to the Company's standard procedures.

Submit a Complaint

Anyone may report a complaint regarding Morningstar DBRS or tips alleging a violation of legal or regulatory obligations as follows:

Mail

Morningstar DBRS Global Chief Compliance Officer
Paseo de la Castellana, 81,
28046 Madrid, Spain

Email
Anonymous Report Form
Phone

The Morningstar, Inc Ethics hotline: 800-555-8316

Tips alleging that an Issuer of Securities rated by Morningstar DBRS has committed or is committing a material violation of the law may be referred to an appropriate law enforcement or regulatory body as required by statute.

Need Help?

If you have any questions, please contact us here or via one of the following methods:

Zulema Aragones Monjas
Global Chief Compliance Officer, Ratings and Benchmarks - Compliance
+(34) 919 036 501
Andrew Smith
Regional Compliance Officer, US - Compliance
+(1) 646 560 4503