Regulatory Affairs

• List of Material Changes
• Exhibit 9 - Certain information regarding the designated compliance officer
• Exhibit 8 - Certain information regarding credit analysts and credit analyst supervisors
• Exhibit 7 - Policies and Procedures to Address and Manage Conflicts of Interest
• Exhibit 6 - Conflicts of interests relating to the issuance of credit ratings
• Exhibit 5 - Code of ethics
• Exhibit 4 -- Organizational Structure
• Exhibit 3 - Policies or Procedures Adopted and Implemented to Prevent the Misuse of MNPI
• Exhibit 2 - Description of the procedures and methodologies used in determining credit ratings
• Exhibit 1 - Credit ratings performance measurement statistics
• Form NRSRO
• Morningstar DBRS Rating Actions Initially Determined on or after June 26, 2007

List of Material Changes